Please answer the questions below and we will reach out shortly

How do you qualify?

A Qualified Institutional Buyer is a corporation that is deemed to be an accredited investor as defined in the Securities and Exchange Commission’s (SEC) Rule 501 of Regulation D. A QIB owns and invests a minimum of $100 million in securities on a discretionary basis.

Are you a Qualified Institutional Buyer?

Yes

A Qualified Client is defined in Rule 205-3 of the Investment Advisers Act. Currently, an individual or entity is a qualified client if he, she, or it: (i) has $1,000,000 or more of assets under management with the investment adviser after the investment in the fund; (ii) has a net worth of $2,100,000 prior to the investment in the fund (excluding the value of his or her primary residence).

Are you a Qualified Client?

Yes

A Qualified Purchaser is an investor that meets any of the following criteria: (i) an individual or family-owned business not formed for the specific purpose of acquiring the interest in the fund that owns $5,000,000 or more in investments; (ii) a trust not formed for the specific purpose of acquiring the interest in the fund which is sponsored by and managed by qualified purchasers; (iii) an individual or entity not formed for the specific purpose of acquiring the interest in the fund which owns and invests at least $25,000,000 in investments (or someone who is acting on account of such a person); or (iv) an entity, of which each beneficial owner is a qualified purchaser.

Are you a Qualified Purchaser?

Yes

Do you have previous private placement experience?

Yes

How much of your net worth or investable assets have been invested into alternative investments, including private equity?

0-5%

5-10%

10-25%

25%+

Do you understand the risks associated with Private Equity and Venture Capital?

Yes

Are you affiliated with any FINRA member?

Yes

Have you previously invested in Real Estate / Oil and Gas Limited Partnerships?

Yes

Are you affiliated with (officer, employee, agent of) a Venture Capital firm or fund?

Yes

Thanks for submitting! We will be in touch shortly.

Address

303 W. Madison St.

Suite 1700

Chicago, IL, 60606

https://brokercheck.finra.org/, https://www.sipc.org/ , www.finra.org

Securities offered through Uhlmann Price Securities, LLC. Member FINRA/SIPC.Advisory services offered through Uhlmann Investment Management, L.L.C., a registered investment advisory firm.

Private Equity and Venture Capital Investments involve a high degree of risk, are illiquid, and investor should be able to afford loss of entire investment.